Senators had questions Tuesday about the Consolidated Audit Trail's cybersecurity capabilities. Shelly Bohlin, president and chief operating officer of FINRA CAT — a subsidiary created by FINRA to ...
NEW YORK--While legislators on the state and national level fall behind in creating laws governing the use of surveillance video, SecureWatch 24, a systems integrator (and more) based here, is already ...
In a word, yes. Wall Street is worried that the Consolidated Audit Trail which is now operational collecting data from Wall Streets brokers, etc might be be too tempting a target for hackers – and ...
This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. Bad actors have become increasingly sophisticated and, in the event of a ...
The Securities and Exchange Commission beginning next year will require broker-dealers to report securities transactions to CAT NMS LLC, a Delaware-based limited-liability company jointly owned by ...
Citadel Securities and a financial-industry trade group won a suit challenging the funding for an SEC market-tracking database that was set to cost Wall Street billions of dollars in fees. A federal ...
A record of transactions in an information system that provides verification of the activity of the system. The simplest audit trail is the transaction itself. If a person's salary is increased, the ...
An accounting audit trail strikes at the underlying conditions -- fraud, data incompleteness and missing information -- that breed inaccurate financial reporting. By giving corporate auditors fodder ...
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